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Articles

SEC and Wall Street - The Revolving Door
Security Regulators frequently gain significant experience, and more importantly, establish valuable relationships with other Regulators while working for the SEC

LP Attorney Mougey quoted in Dow Jones News
SEC Keeps Its Secrets On Finra Oversight

 

Peter Mougey quoted in Wall Street Journal on (Non) Binding Arbitration
Disputes between investors and brokerages are handled by arbitrators. But their rulings aren't always the end of the line.

 

Peter Mougey quoted on Finra markup rule 
Murky Finra markup rule may get murkier

 

Peter Mougey quoted on Investor Rule Change
SEC Approves Pilot Program on FINRA Arbitration Rules

 

Public Investors Arbitration Bar Association (PIABA)
Peter Mougey inducted as the president of PIABA, the national securities bar.

 

The American Trial Lawyer
publishes article Financial Meth Labs by Peter Mougey - Morgan Keegan and Goldman Sachs charged with fraud by Securities Regulators

 

Wall Street Journal
Peter Mougey quoted in WSJ article "Arbitrator Out of Work? Call Finra"

 

Barrons
Peter Mougey quoted in Barrons article "Taking Aim at the Brokers"

 

Pensacola News Journal
Pension Funds Pursue Merrill Lynch - Peter Mougey advocates for investors rights

 

InvestmentNews
Morgan Keegan faces mass of bond fund claims

 

BBC
Story of a sub-prime mortgage

 

Los Angeles Times
Front page article quotes attorney Peter Mougey on retiree nest egg investment fraud

 

Business Week
quotes attorney Peter Mougey on brokers selling toxic debt to seniors

 

The American Trial Lawyer
publishes article by Peter Mougey on financial abuse by Morgan Keegan brokers

 

Indianapolis Business Journal
interviews attorney Peter Mougey over Merrill Lynch firing broker after theft allegations

 

Business Week
quotes attorney Peter Mougey on brokers epidemic 'why work' pitch

 

Independent News
talks to Peter Mougey about Morgan Keegan fund meltdown

 

Kipilinger's Retirement Report quotes Mougey on retiree brokers' use of fraudulent sales pitches

 

South Florida Business Journal quotes Peter Mougey on securities class actions