SEC and Wall Street - The Revolving Door
Security Regulators frequently gain significant experience, and more importantly, establish valuable relationships with other Regulators while working for the SEC
LP Attorney Mougey quoted in Dow Jones News
SEC Keeps Its Secrets On Finra Oversight
Peter Mougey quoted in Wall Street Journal on (Non) Binding Arbitration
Disputes between investors and brokerages are handled by arbitrators. But their rulings aren't always the end of the line.
Peter Mougey quoted on Finra markup rule
Murky Finra markup rule may get murkier
Peter Mougey quoted on Investor Rule Change
SEC Approves Pilot Program on FINRA Arbitration Rules
Public Investors Arbitration Bar Association (PIABA)
Peter Mougey inducted as the president of PIABA, the national securities bar.
The American Trial Lawyer
publishes article Financial Meth Labs by Peter Mougey - Morgan Keegan and Goldman Sachs charged with fraud by Securities Regulators
Wall Street Journal
Peter Mougey quoted in WSJ article "Arbitrator Out of Work? Call Finra"
Barrons
Peter Mougey quoted in Barrons article "Taking Aim at the Brokers"
Pensacola News Journal
Pension Funds Pursue Merrill Lynch - Peter Mougey advocates for investors rights
InvestmentNews
Morgan Keegan faces mass of bond fund claims
BBC
Story of a sub-prime mortgage
Los Angeles Times
Front page article quotes attorney Peter Mougey on retiree nest egg investment fraud
Business Week
quotes attorney Peter Mougey on brokers selling toxic debt to seniors
The American Trial Lawyer
publishes article by Peter Mougey on financial abuse by Morgan Keegan brokers
Indianapolis Business Journal
interviews attorney Peter Mougey over Merrill Lynch firing broker after theft allegations
Business Week
quotes attorney Peter Mougey on brokers epidemic 'why work' pitch
Independent News
talks to Peter Mougey about Morgan Keegan fund meltdown
Kipilinger's Retirement Report quotes Mougey on retiree brokers' use of fraudulent sales pitches
South Florida Business Journal quotes Peter Mougey on securities class actions